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Spencer Gage Mccormick

Ameriprise Financial Services, LLC

Londonderry, NH

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-09-30
FL RA APPROVED 2022-08-22
NH RA APPROVED 2017-04-20
  • TX RA
    APPROVED_RES
    Since 2024-09-30
  • FL RA
    APPROVED
    Since 2022-08-22
  • NH RA
    APPROVED
    Since 2017-04-20

Branch Locations

50 Nashua Rd Ste 112, Londonderry, NH 03053 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Londonderry NH 10/2016 03/2020
Appli-Tec, Inc. Salem NH 05/2013 10/2016
Ameriprise Financial Services, Llc Londonderry NH 03/2020 Present
  • 10/2016 → 03/2020
    Ameriprise Financial Services, Inc.
    Londonderry, NH
  • 05/2013 → 10/2016
    Appli-Tec, Inc.
    Salem, NH
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Londonderry, NH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-18
  • S66 Uniform Combined State Law Examination
    2017-04-18

View on SEC IAPD

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PFS INVESTMENTS INC. · LONDONDERRY, NH
PFS INVESTMENTS INC. · Londonderry, NH
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