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Current Employers
Sound Income Strategies, Llc

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2023-01-30
  • NH RA
    APPROVED
    Since 2023-01-30

Branch Locations

50 Nashua Road Suite 102, Londonderry, NH 03053 • United States

500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Bedford NH 09/2016 05/2021
Unemployed Derry NH 11/2015 09/2016
The Prudential Insurance Company Of America Bedford NH 11/2016 05/2021
Citizens Securities Inc Derry NH 05/2021 01/2023
Scranton Financial Group Derry NH 01/2023 Present
Scranton Financial Group Derry NH 01/2023 Present
Sound Income Strategies Llc Fort Lauderdale FL 01/2023 Present
  • 09/2016 → 05/2021
    Bedford, NH
  • 11/2015 → 09/2016
    Unemployed
    Derry, NH
  • 11/2016 → 05/2021
    The Prudential Insurance Company Of America
    Bedford, NH
  • 05/2021 → 01/2023
    Derry, NH
  • 01/2023 → Present
    Scranton Financial Group
    Derry, NH
  • 01/2023 → Present
    Scranton Financial Group
    Derry, NH
  • 01/2023 → Present
    Fort Lauderdale, FL
Previous Registrations
Other Businesses

1. Scranton Financial Group - Client Acquisition Advisor. Investment related. Onboarding clients of the business. 75 Gilcreast Rd Londonderry, New Hampshire 03053. This will encompass approximately 80% of business hours. 2. Scranton Financial Group - Fixed Insurance Sales. Sales of Fixed Annuities and Life Insurance. Investment related. 75 Gilcreast Rd Londonderry, New Hampshire 03053. This will encompass approximately 10% of business hours. 3. The Retirement Income Source - Investment related. Marketing to prospecitve client for Fixed Insurance and Investment Advisory Services. No business hours. 4. Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment related. Marketing to prospecitve client for Fixed Insurance and Investment Advisory Services. No business hours. 5. Center for Life Mangement - Board Member - Non-Investment related. Board member of non-profit-no compensation. 10 Tsienneto Road, Derry, NH 03038. No business hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-27
S63 Uniform Securities Agent State Law Examination 2016-10-24
  • S65 Uniform Investment Adviser Law Examination
    2017-02-27
  • S63 Uniform Securities Agent State Law Examination
    2016-10-24
Designations
Other Names
  • Stacy Lujan Mcguire
  • Stacy L Colonna
  • Stacy Lujan Colonna

View on SEC IAPD

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