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500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2023-01-30 |
Branch Locations
50 Nashua Road Suite 102, Londonderry, NH 03053 • United States
500 W Cypress Creek Road Suite 290, Fort Lauderdale, FL 33309 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Bedford | NH | 09/2016 | 05/2021 |
| Unemployed | Derry | NH | 11/2015 | 09/2016 |
| The Prudential Insurance Company Of America | Bedford | NH | 11/2016 | 05/2021 |
| Citizens Securities Inc | Derry | NH | 05/2021 | 01/2023 |
| Scranton Financial Group | Derry | NH | 01/2023 | Present |
| Scranton Financial Group | Derry | NH | 01/2023 | Present |
| Sound Income Strategies Llc | Fort Lauderdale | FL | 01/2023 | Present |
1. Scranton Financial Group - Client Acquisition Advisor. Investment related. Onboarding clients of the business. 75 Gilcreast Rd Londonderry, New Hampshire 03053. This will encompass approximately 80% of business hours. 2. Scranton Financial Group - Fixed Insurance Sales. Sales of Fixed Annuities and Life Insurance. Investment related. 75 Gilcreast Rd Londonderry, New Hampshire 03053. This will encompass approximately 10% of business hours. 3. The Retirement Income Source - Investment related. Marketing to prospecitve client for Fixed Insurance and Investment Advisory Services. No business hours. 4. Scranton Financial Group, LLC DBA Retirement Income Source SFG - Investment related. Marketing to prospecitve client for Fixed Insurance and Investment Advisory Services. No business hours. 5. Center for Life Mangement - Board Member - Non-Investment related. Board member of non-profit-no compensation. 10 Tsienneto Road, Derry, NH 03038. No business hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-24 |
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