Chelsea Baumann Miller

LPl Financial LLC

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2013-02-28

CA RA
APPROVED

Since 2013-02-28

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial	San Diego	CA	01/2005	Present

01/2005 → Present

Lpl Financial

San Diego, CA

Other Businesses

1. 09/20/2023 - Baumann Family Real Estate LLC - Investment Related - Las Vegas, NV - Real Estate Rental - Start Date: 2/7/2022 - 2 hours per month

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-02-19

S66 Uniform Combined State Law Examination

2013-02-19

Other Names

Chelsea Blaire Baumann

View on SEC IAPD

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RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

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