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Luke Christopher Pingel

Osaic Wealth, Inc.

Appleton, WI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-01-19
  • WI RA
    APPROVED
    Since 2024-01-19

Branch Locations

5107 North Ballard Rd. Suite 200, Appleton, WI 54913 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beefeater Appleton WI 08/2016 06/2017
Green And Kortz Construction Freedom WI 06/2017 10/2019
Fox Structures Kaukauna WI 01/2020 10/2020
Northwestern Mutual Mendota Heights MN 01/2021 12/2021
Legacy Investment Services Appleton WI 10/2022 Present
Full Time Schooling Freedom WI 09/2005 Present
Woodbury Financial Services Inc Appleton WI 12/2022 01/2024
Osaic Wealth, Inc. Appleton WI 01/2024 Present
  • 08/2016 → 06/2017
    Beefeater
    Appleton, WI
  • 06/2017 → 10/2019
    Green And Kortz Construction
    Freedom, WI
  • 01/2020 → 10/2020
    Fox Structures
    Kaukauna, WI
  • 01/2021 → 12/2021
    Northwestern Mutual
    Mendota Heights, MN
  • 10/2022 → Present
    Legacy Investment Services
    Appleton, WI
  • 09/2005 → Present
    Full Time Schooling
    Freedom, WI
  • 12/2022 → 01/2024
    Woodbury Financial Services Inc
    Appleton, WI
  • 01/2024 → Present
    Appleton, WI
Previous Registrations
  • 2023-06-20 → 2024-01-19
    Woodbury Financial Services, Inc.
    Appleton, WI
Other Businesses

1. Pingel's Properties. I co-own a duplex with my brother. This is under an LLC. This started in 09/2021 4 hours a month not during trading time. Yo DJ. I help with Wedding Djing, no investment. I am an Assistant. 10 hours a month. All on the weekend not during trading time. Started in 10/2018 Assistant Track coach at Freedom High School. 40 hours a month when in season. None during trading hours. 04/2022 2. INSURANCE AGENT POSITION: Agent NATURE: Life Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 6 START DATE: 01/01/2022 ADDRESS: 5107 N Ballard rd, Appleton WI 54913, United States DESCRIPTION: Running Life insurance quotes 3. LEGACY INVESTMENT SERVICES POSITION: Assistant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2022 ADDRESS: 5107 N Ballard Rd, Appleton WI 54913, United States DESCRIPTION: I work as an assistant for Julie Cassiani when I am not working for my own Clients 4. PINGEL TAX SERVICES LLC POSITION: Tax Preparer NATURE: LLC, Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2026 ADDRESS: 5107 N Ballard Rd, Appleton WI 54913, United States DESCRIPTION: I will be preparing tax returns for my clients 5.FUNDRAISING FOR TRACK & FOOTBALL FIELD FOR FREEDOM HIGH SCHOOL POSITION: Planner/Fundraiser NATURE: Fundraising Group INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 06/02/2026 ADDRESS: N4021 County Rd E, Freedom WI 54130, United States DESCRIPTION: We are planning a renovation of the Freedom High School track and field. I will also be helping with asking donors for donations to fund the project.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-16
  • S66 Uniform Combined State Law Examination
    2023-06-16
Other Names
  • Luke Christopher Pingel
  • Luke Pingel

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