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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-26
NJ RA APPROVED 2022-06-28
  • TX RA
    APPROVED
    Since 2022-07-26
  • NJ RA
    APPROVED
    Since 2022-06-28

Branch Locations

2400 John F Kennedy Blvd, Jersey City, NJ 07304 • United States

21 Park Pl, Englewood, NJ 07631 • United States

55 Washington St, Hoboken, NJ 07030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Secaucus NJ 11/2020 Present
Home Depot Secaucus NJ 08/2015 08/2019
Marine Corps Fort Dix NJ 12/2013 03/2018
U.S Army Reserve Fort Wadsworth NY 03/2018 Present
Arizona State University Tempe AZ 09/2021 Present
Rutgers State University Newark NJ 09/2017 05/2019
Hudson County Community College Jersey City NH 09/2015 05/2017
Td Bank Amcb West Orange NJ 11/2017 11/2020
Bank Of America, N.A. Secaucus NJ 05/2022 Present
  • 11/2020 → Present
    Secaucus, NJ
  • 08/2015 → 08/2019
    Home Depot
    Secaucus, NJ
  • 12/2013 → 03/2018
    Marine Corps
    Fort Dix, NJ
  • 03/2018 → Present
    U.S Army Reserve
    Fort Wadsworth, NY
  • 09/2021 → Present
    Arizona State University
    Tempe, AZ
  • 09/2017 → 05/2019
    Rutgers State University
    Newark, NJ
  • 09/2015 → 05/2017
    Hudson County Community College
    Jersey City, NH
  • 11/2017 → 11/2020
    Td Bank Amcb
    West Orange, NJ
  • 05/2022 → Present
    Bank Of America, N.A.
    Secaucus, NJ
Other Businesses

I*516926, Entity Type: Entity Governmental, Name of OBA: US Army Reserve, Address: Staten Island, New York 10305, Investment Related: N, Position, Title, Association: Employee, Employee Start Date: 12/12/2013, No Hours: 16, No Hours during trading: 8, Duties: Intelligence Analyst

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-06-24
  • S66 Uniform Combined State Law Examination
    2022-06-24
Other Names
  • Christian Ivan Romero

View on SEC IAPD

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