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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-03 |
Branch Locations
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
2651 Kipling St Ste 103, Houston, TX 77098 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sparks | NV | 01/2020 | 03/2022 |
| Wells Fargo Bank | Zephyr Cove | NV | 08/2016 | 07/2020 |
| Jp Morgan Chase Bank, N.A. | Reno | NV | 05/2022 | 01/2024 |
| Jp Morgan Securities Llc | Reno | NV | 05/2022 | 01/2024 |
| Bank Of America | Sparks | NV | 11/2020 | 04/2022 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 11/2025 | Present |
| Wells Fargo Bank, Na | Houston | TX | 10/2025 | Present |
| Jp Morgan Chase Bank | Houston | TX | 01/2024 | 10/2025 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-02 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-14 |
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