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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-21
OH RA APPROVED 2022-10-18
  • TX RA
    APPROVED
    Since 2022-10-21
  • OH RA
    APPROVED
    Since 2022-10-18

Branch Locations

4449 Easton Way Suite 300, Columbus, OH 43219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 11/2020 06/2022
First American Title Co. Columbus OH 01/2020 11/2020
Golden Key Title Agency Findlay OH 01/2019 12/2019
Hollywood Casino Toledo OH 12/2018 01/2019
Unemployed Findlay OH 08/2018 12/2018
Adp Findlay OH 06/2017 07/2018
Smithers Quality Assessments Akron OH 04/2015 06/2017
Best Buy Akron OH 07/2015 04/2017
Morgan Stanley Smith Barney Llc Columbus OH 06/2022 Present
  • 11/2020 → 06/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Columbus, OH
  • 01/2020 → 11/2020
    First American Title Co.
    Columbus, OH
  • 01/2019 → 12/2019
    Golden Key Title Agency
    Findlay, OH
  • 12/2018 → 01/2019
    Hollywood Casino
    Toledo, OH
  • 08/2018 → 12/2018
    Unemployed
    Findlay, OH
  • 06/2017 → 07/2018
    Adp
    Findlay, OH
  • 04/2015 → 06/2017
    Smithers Quality Assessments
    Akron, OH
  • 07/2015 → 04/2017
    Best Buy
    Akron, OH
  • 06/2022 → Present
    Morgan Stanley Smith Barney Llc
    Columbus, OH
Other Businesses

*678939 - Advanced RPO; Investment related: No; Chicago, Illinois; Consulting; Employee(proprietor, partner, officer, director, employee, trustee, agent); 2/2026; During business hours: 0; After business hours: 12; Administrative

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-15
  • S66 Uniform Combined State Law Examination
    2022-10-15

View on SEC IAPD

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