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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-25
MN RA APPROVED 2022-07-07
  • TX RA
    APPROVED_RES
    Since 2025-02-25
  • MN RA
    APPROVED
    Since 2022-07-07

Branch Locations

701 Carlson Pkwy Ste 1040, Minnetonka, MN 55305 • United States

860 Blue Gentian Rd Ste 295, Eagan, MN 55121 • United States

Eagan, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Novato CA 07/2016 09/2016
Brayton Purcell Llp Novato CA 10/2016 02/2017
Unemployed Novato CA 03/2017 07/2018
Golden Gate University San Fransisco CA 08/2018 12/2019
Summit Fire Security St Paul MN 01/2020 11/2020
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2021 07/2021
Northwestern Mutual Investment Services Llc Lake Elmo MN 11/2020 07/2021
State Farm Insurance Eagan MN 07/2021 02/2022
Ameriprise Financial Services, Llc Inver Grove Heights MN 02/2022 Present
  • 07/2016 → 09/2016
    Unemployed
    Novato, CA
  • 10/2016 → 02/2017
    Brayton Purcell Llp
    Novato, CA
  • 03/2017 → 07/2018
    Unemployed
    Novato, CA
  • 08/2018 → 12/2019
    Golden Gate University
    San Fransisco, CA
  • 01/2020 → 11/2020
    Summit Fire Security
    St Paul, MN
  • 02/2021 → 07/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 11/2020 → 07/2021
    Northwestern Mutual Investment Services Llc
    Lake Elmo, MN
  • 07/2021 → 02/2022
    State Farm Insurance
    Eagan, MN
  • 02/2022 → Present
    Inver Grove Heights, MN
Other Businesses

Outside Employment; Paragon Operations, LLC; Financial Advisor - Provide comprehensive financial advice to clients.; Manage advisory business; 701 Carlson Parkway , Suite 1040, Minnetonka, MN, 55305; Investment-Related; 02/07/2022; 40 to 59 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-31
  • S66 Uniform Combined State Law Examination
    2022-03-31
Other Names
  • Michael R Fielding

View on SEC IAPD

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