Daniela Moreno

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-06-20
CA	RA	APPROVED	2025-06-17

TX RA
APPROVED

Since 2025-06-20
CA RA
APPROVED

Since 2025-06-17

Branch Locations

101 West Broadway Suite 1800, San Diego, CA 92101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	San Diego	CA	10/2020	Present
Wells Fargo Bank	San Ysidro	CA	05/2015	10/2020

10/2020 → Present

Morgan Stanley

San Diego, CA
05/2015 → 10/2020

Wells Fargo Bank

San Ysidro, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-09-16

S66 Uniform Combined State Law Examination

2024-09-16

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA

CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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