Mistie Rice Babin

Employer firm

Proverbi Capital Advisors, LLC CRD 316555

$14.4M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2004 → 10/2020
  Grs Property Management, Llc
  Lafayette, LA
• 11/2020 → 07/2024
  New York Life Insurance Company
  Baton Rouge, LA
• 06/2021 → 07/2024
  Nylife Securities, Llc
  Baton Rouge, LA
• 05/2026 → Present
  Proverbi Capital Advisors, Llc
  Melbourne, FL
• 06/2024 → Present
  Tax & Retirement Solutions, Inc.
  Baton Rouge, LA

Other Businesses

(1)Coldwell Banker Commercial ONE; Yes; Baton Rouge, LA; Real Estate- Coldwell Banker Commercial ONE is my broker; Real Estate Agent; 09/2008; 10/ HRS MO; 0/ HRS MO; Duties include those typical of real estate brokerage. (2)Tax & Retirement Solutions, Inc.; Yes; Baton Rouge, LA; Fixed Index Annuity Business; Insurance Agent; 06/2024; 80/ HRS MO; 80/ HRS MO; 50% of time spent on this activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-04-28