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Todd Andrew Herman

Grimes & Company

Westborough, MA

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Current Employers
Grimes & Company

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2022-06-08
TX RA APPROVED 2022-05-31
  • MA RA
    APPROVED
    Since 2022-06-08
  • TX RA
    APPROVED
    Since 2022-05-31

Branch Locations

One Technology Drive Suite 100, Westborough, MA 01581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tro-Jung Brannen Boston MA 08/2014 08/2017
Vanderweil Engineers Boston MA 09/2017 03/2018
Siharum Advisors Boston MA 03/2018 05/2020
Icapital, Llc Boston MA 09/2020 04/2022
Kaplan College For Financial Planning Boston MA 04/2020 09/2020
Boston University Boston MA 01/2019 04/2020
Boston College Boston MA 09/2014 12/2017
Grimes & Company, Inc. Westborough MA 05/2022 Present
  • 08/2014 → 08/2017
    Tro-Jung Brannen
    Boston, MA
  • 09/2017 → 03/2018
    Vanderweil Engineers
    Boston, MA
  • 03/2018 → 05/2020
    Siharum Advisors
    Boston, MA
  • 09/2020 → 04/2022
    Icapital, Llc
    Boston, MA
  • 04/2020 → 09/2020
    Kaplan College For Financial Planning
    Boston, MA
  • 01/2019 → 04/2020
    Boston University
    Boston, MA
  • 09/2014 → 12/2017
    Boston College
    Boston, MA
  • 05/2022 → Present
    Grimes & Company, Inc.
    Westborough, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-15
S63 Uniform Securities Agent State Law Examination 2020-06-24
  • S65 Uniform Investment Adviser Law Examination
    2021-04-15
  • S63 Uniform Securities Agent State Law Examination
    2020-06-24
Designations

View on SEC IAPD

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LAURIE DENISE LITTLEFIELD
EMILY GRIMES WOOD
ADAM ROBERT JACOBS
KEVIN TIMOTHY GRIMES

Other Offices

MORGAN STANLEY · Westborough, MA
LPL FINANCIAL LLC · WESTBOROUGH, MA
NEWEDGE ADVISORS · Westborough, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTBOROUGH, MA
COMMONWEALTH FINANCIAL NETWORK · Westborough, MA
EAGLE STRATEGIES LLC · WESTBOROUGH, MA
AMERIPRISE FINANCIAL SERVICES, LLC · Westborough, MA
CADENCE WEALTH MANAGEMENT LLC · WESTBOROUGH, MA

More in Westborough, MA

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