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Kevin Paul Martin

Wells Fargo Clearing Services, LLC

New York, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-27
NY RA APPROVED 2023-03-10
  • TX RA
    APPROVED
    Since 2023-09-27
  • NY RA
    APPROVED
    Since 2023-03-10

Branch Locations

1211 Ave Of The Americas 27Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Columbus OH 11/2020 09/2022
Nordstrom Tacoma WA 08/2017 09/2017
Nordstrom Columbus OH 09/2017 03/2019
Nationwide Financial Columbus OH 03/2019 01/2020
Nationwide Financial Columbus OH 01/2020 11/2020
High School And College Gig Harbor WA 01/2011 06/2017
Janney Montgomery Scott Llc Columbus OH 09/2022 02/2023
Janney Montgomery Scott Llc Columbus OH 02/2023 02/2023
Wells Fargo Clearing Services, Llc ( New York NY 02/2023 Present
  • 11/2020 → 09/2022
    Morgan Stanley
    Columbus, OH
  • 08/2017 → 09/2017
    Nordstrom
    Tacoma, WA
  • 09/2017 → 03/2019
    Nordstrom
    Columbus, OH
  • 03/2019 → 01/2020
    Nationwide Financial
    Columbus, OH
  • 01/2020 → 11/2020
    Nationwide Financial
    Columbus, OH
  • 01/2011 → 06/2017
    High School And College
    Gig Harbor, WA
  • 09/2022 → 02/2023
    Janney Montgomery Scott Llc
    Columbus, OH
  • 02/2023 → 02/2023
    Janney Montgomery Scott Llc
    Columbus, OH
  • 02/2023 → Present
    Wells Fargo Clearing Services, Llc (
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-06
  • S66 Uniform Combined State Law Examination
    2023-02-06

View on SEC IAPD

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