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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-28
NJ RA APPROVED 2023-09-15
  • TX RA
    APPROVED
    Since 2025-01-28
  • NJ RA
    APPROVED
    Since 2023-09-15

Branch Locations

1000 Atrium Way, Suite 401, Mt. Laurel, NJ 08054 • United States

Williamstown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Mount Laurel NJ 11/2020 09/2023
Scotland Run Williamstown NJ 07/2016 11/2016
Rowan University Williamstown NJ 09/2017 12/2020
Millponds Williamstown NJ 07/2019 10/2023
Unemployed Williamstown NJ 11/2016 09/2017
Morgan Stanley Private Bank, N.A New York NY 03/2021 09/2023
Lpl Financial Llc Mt Laurel Township NJ 09/2023 Present
Morgan Stanley Private Bank, N.A New York NY 03/2021 10/2023
  • 11/2020 → 09/2023
    Mount Laurel, NJ
  • 07/2016 → 11/2016
    Scotland Run
    Williamstown, NJ
  • 09/2017 → 12/2020
    Rowan University
    Williamstown, NJ
  • 07/2019 → 10/2023
    Millponds
    Williamstown, NJ
  • 11/2016 → 09/2017
    Unemployed
    Williamstown, NJ
  • 03/2021 → 09/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 09/2023 → Present
    Mt Laurel Township, NJ
  • 03/2021 → 10/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2021-03-15 → 2023-10-02
    Marlton, NJ
    Mount Laurel, NJ
Other Businesses

1- 09/15/2023 - Millponds property Services - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Williamstown,NJ - Start date 07/18/2019 - 20 Hrs/Mth - 0 Hrs During Trading. 2- 09/15/2023- Millponds Property Services - Landscaping Company - Owner - Not Investment Related - Williamstown NJ - Start date 07/18/2019 - 20 Hrs/Mth - 0 Hrs During Trading. 3- 09/15/2023 - Capri Wealth Management - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date:9/15/2023 - 0 Hrs/Mth - 0 Hrs During Trading. 4- 02/13/2025 - CALVIN WILLIAMS - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date:02/06/2025 - 5 Hrs/Mth - 5 Hrs During Trading. 5- 03/04/2025- Momentum Wealth Partners- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/28/2025 -0 Hrs/Mth - 0 Hrs During Trading. 6- 07/08/2025 - BleuVesti LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s)- Start date:06/30/2025 - 40 Hrs/Mth - 40 Hrs During Trading. 7- 04/28/2026 - BleuVesti Insurance - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 04/24/2026 - 5 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-03-12
  • S66 Uniform Combined State Law Examination
    2021-03-12

View on SEC IAPD

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