Patrick Hall

Raymond James & Associates, Inc.

Claim This Profile

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-08-05
IA	RA	APPROVED	2021-03-19

TX RA
APPROVED

Since 2022-08-05
IA RA
APPROVED

Since 2021-03-19

Branch Locations

13137 University Ave, Clive, IA 50325 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Medtronic Spinal And Biologics	Des Moines	IA	09/2012	11/2020
Raymond James And Associates, Inc	Des Moines	IA	11/2020	Present

09/2012 → 11/2020

Medtronic Spinal And Biologics

Des Moines, IA
11/2020 → Present

Raymond James And Associates, Inc

Des Moines, IA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-18

S66 Uniform Combined State Law Examination

2021-03-18

View on SEC IAPD

Other Firms

PALADIN WEALTH PARTNERS

WELLS FARGO CLEARING SERVICES, LLC

OSAIC WEALTH, INC.

PARK AVENUE SECURITIES LLC

PRINCIPAL SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

RBC CAPITAL MARKETS, LLC

Other Investors

Derek Allan Justice

BRADLEY WILLIAM CLARK

ADAM CHARLES BORMANN

Tyler Kennedy Kromkowski

ALLISON MAE MARK

BRYCE MITCHELL WHITAKER

DANIEL CHARLES HERRON

NEVIN PATRICK CAVANAUGH

Other Offices

EDWARD JONES · CLIVE, IA

PALADIN WEALTH PARTNERS · CLIVE, IA

WELLS FARGO CLEARING SERVICES, LLC · CLIVE, IA

OSAIC WEALTH, INC. · CLIVE, IA

PARK AVENUE SECURITIES LLC · West Des Moines, IA

PRINCIPAL SECURITIES, INC. · West Des Moines, IA

COMMONWEALTH FINANCIAL NETWORK · West Des Moines, IA

PRINCIPAL SECURITIES, INC. · WEST DES MOINES, IA

More in Clive, IA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor