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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-10-14
  • UT RA
    APPROVED
    Since 2025-10-14

Branch Locations

1371 E. 2100 S Suite 100, Salt Lake City, UT 84105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vista Counseling Services Salt Lake City UT 10/2015 08/2020
Backcountry West Valley City UT 07/2020 10/2020
University Of Utah Salt Lake City UT 08/2015 12/2019
Fidelity Investments Salt Lake City UT 10/2020 02/2023
The Music Lodge Park City UT 08/2014 08/2020
Lpl Financial Llc Salt Lake City UT 02/2023 10/2025
Zions Salt Lake City UT 02/2023 08/2025
Raymond James Financial Services, Inc. Salt Lake City UT 10/2025 Present
Raymond James Financial Services Advisors, Inc. Salt Lake City UT 10/2025 Present
  • 10/2015 → 08/2020
    Vista Counseling Services
    Salt Lake City, UT
  • 07/2020 → 10/2020
    Backcountry
    West Valley City, UT
  • 08/2015 → 12/2019
    University Of Utah
    Salt Lake City, UT
  • 10/2020 → 02/2023
    Fidelity Investments
    Salt Lake City, UT
  • 08/2014 → 08/2020
    The Music Lodge
    Park City, UT
  • 02/2023 → 10/2025
    Salt Lake City, UT
  • 02/2023 → 08/2025
    Zions
    Salt Lake City, UT
  • 10/2025 → Present
    Raymond James Financial Services, Inc.
    Salt Lake City, UT
  • 10/2025 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

(1) Name of Business: ApexFlow Wealth Management, LLC Address: 1371 E 2100 S Ste 100, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/13/2025 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisory (lead generation, client interactions), Support staff (scheduling, touchpoints), marketing (social media, general) (2) Name of Business: Paramount Private Wealth, LLC Address: 1371 E 2100 S Ste 100, Salt Lake City, UT, 84105-3731, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/05/2026 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Administrative support

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-17
S63 Uniform Securities Agent State Law Examination 2021-04-16
  • S65 Uniform Investment Adviser Law Examination
    2025-06-17
  • S63 Uniform Securities Agent State Law Examination
    2021-04-16
Other Names
  • Sam Preine
  • Samuel Powel Preine
  • Samuel Preine

View on SEC IAPD

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