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Joel D Rundle

Morgan Stanley

Raleigh, NC

CRD 7310156

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-03-22
TX RA APPROVED 2023-03-22
  • NC RA
    APPROVED
    Since 2023-03-22
  • TX RA
    APPROVED
    Since 2023-03-22

Branch Locations

3800 Glenwood Avenue Suite 500, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Raleigh NC 11/2020 02/2023
Full-Time Education Raleigh NC 08/2006 08/2020
Southern Water Gardens Raleigh NC 05/2015 12/2016
Morgan Stanley Smith Barney Llc Raleigh NC 03/2023 Present
  • 11/2020 → 02/2023
    Ameriprise Financial Services, Llc
    Raleigh, NC
  • 08/2006 → 08/2020
    Full-Time Education
    Raleigh, NC
  • 05/2015 → 12/2016
    Southern Water Gardens
    Raleigh, NC
  • 03/2023 → Present
    Morgan Stanley Smith Barney Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-09
  • S66 Uniform Combined State Law Examination
    2021-06-09
Other Names
  • Joel Rundle

View on SEC IAPD

Nearby Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP

Nearby Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH

Nearby Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC

More in Raleigh, NC

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