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Hunter James Riley

Charles Schwab & Co., Inc.

Brookfield, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2024-09-19
  • WI RA
    APPROVED
    Since 2024-09-19

Branch Locations

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Westlake TX 11/2020 06/2024
Mattress Firm Houston TX 06/2020 11/2020
Unemployed Na TX 03/2020 06/2020
Mattress Firm Houston TX 11/2019 03/2020
Mattress Firm Houston TX 08/2019 11/2019
Mattress Firm Houston TX 05/2019 08/2019
Stephen F. Austin State University Nacogdoches TX 08/2016 05/2020
Charles Schwab & Co., Inc. Brookfield WI 09/2022 Present
Charles Schwab Bank, Ssb Brookfield WI 05/2024 Present
  • 11/2020 → 06/2024
    Td Ameritrade
    Westlake, TX
  • 06/2020 → 11/2020
    Mattress Firm
    Houston, TX
  • 03/2020 → 06/2020
    Unemployed
    Na, TX
  • 11/2019 → 03/2020
    Mattress Firm
    Houston, TX
  • 08/2019 → 11/2019
    Mattress Firm
    Houston, TX
  • 05/2019 → 08/2019
    Mattress Firm
    Houston, TX
  • 08/2016 → 05/2020
    Stephen F. Austin State University
    Nacogdoches, TX
  • 09/2022 → Present
    Charles Schwab & Co., Inc.
    Brookfield, WI
  • 05/2024 → Present
    Charles Schwab Bank, Ssb
    Brookfield, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-19
S63 Uniform Securities Agent State Law Examination 2021-03-30
  • S66 Uniform Combined State Law Examination
    2024-09-19
  • S63 Uniform Securities Agent State Law Examination
    2021-03-30

View on SEC IAPD

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Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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