Tricia Klock Moreno

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-16
NC	RA	APPROVED	2024-11-11

TX RA
APPROVED

Since 2025-01-16
NC RA
APPROVED

Since 2024-11-11

Branch Locations

201 Hay Street Suite 101 A, Fayetteville, NC 28301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St. Louis	MO	11/2020	Present
Laufer Insurance Solutions	Williamsburg	VA	11/2018	11/2020
Providence Classical School	Williamsburg	VA	04/2007	12/2017
Michael C. Rock Agency	Williamsburg	VA	11/2017	09/2018

11/2020 → Present

Edward Jones

St. Louis, MO
11/2018 → 11/2020

Laufer Insurance Solutions

Williamsburg, VA
04/2007 → 12/2017

Providence Classical School

Williamsburg, VA
11/2017 → 09/2018

Michael C. Rock Agency

Williamsburg, VA

Other Businesses

Overton Holdings, LLC Type of business: Real Estate LLC Washington, DC Start date: 1/1/1998 Owner/Partner Hours per week: 0 Hours during trading: 0 Owner/Partner Carr Square 225 Assoc Type of business: Real Estate LLC Washington, DC Start date: 1/1/1996 Owner/Partner Hours per week: 0 Hours during trading: 0 Owner/partner

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-11-11

S66 Uniform Combined State Law Examination

2024-11-11

Other Names

Tricia Ann Dexter
Tricia Ann Klock

View on SEC IAPD

Current Employers

Edward Jones

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews