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Olivia Howell

Ubs Financial Services Inc.

Nashville, TN

Nashville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-04
TN RA APPROVED 2022-09-01
  • TX RA
    APPROVED
    Since 2022-10-04
  • TN RA
    APPROVED
    Since 2022-09-01

Branch Locations

Nashville, TN • United States

3102 West End Avenue Suite 780, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Vienna VA 10/2020 Present
Unemployed Arlington VA 06/2020 10/2020
Bass Berry And Sims Nashville TN 07/2016 06/2020
Anthropologie Nashville TN 05/2016 11/2016
Ubs Financial Services.iNc Nashville TN 08/2022 Present
  • 10/2020 → Present
    Ameriprise Financial Services, Llc
    Vienna, VA
  • 06/2020 → 10/2020
    Unemployed
    Arlington, VA
  • 07/2016 → 06/2020
    Bass Berry And Sims
    Nashville, TN
  • 05/2016 → 11/2016
    Anthropologie
    Nashville, TN
  • 08/2022 → Present
    Ubs Financial Services.iNc
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-18
  • S66 Uniform Combined State Law Examination
    2021-10-18
Other Names
  • Olivia Knox Howell
  • Olivia Grace Knox

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
WELLS FARGO CLEARING SERVICES, LLC
OSAIC WEALTH, INC.
OCEAN PARK ASSET MANAGEMENT, LLC
U.S. BANCORP ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
HIGHTOWER ADVISORS, LLC
SANFORD C. BERNSTEIN & CO., LLC

Other Investors

JOHN STUART PIOVARCY
Robert Michael McMahan
Thaddeus B Corbin
HEATHER BARBOUR
CRYSTAL LYNN BEASTROM
JULIE G SANDBERG
JACKSON REESE MORAN
Hugh G Anderson

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
WELLS FARGO CLEARING SERVICES, LLC · NASHVILLE, TN
OSAIC WEALTH, INC. · NASHVILLE, TN
OCEAN PARK ASSET MANAGEMENT, LLC · Nashville, TN
U.S. BANCORP ADVISORS, LLC · Nashville, TN

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