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Avery Attridge Melville

Ubs Financial Services Inc.

New York, NY

New York, NY

CRD 7308422

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-09-19
VT RA APPROVED 2024-01-16
PA RA APPROVED 2023-10-23
NY RA APPROVED 2023-10-20
TX RA APPROVED_RES 2023-10-20
  • NH RA
    APPROVED
    Since 2024-09-19
  • VT RA
    APPROVED
    Since 2024-01-16
  • PA RA
    APPROVED
    Since 2023-10-23
  • NY RA
    APPROVED
    Since 2023-10-20
  • TX RA
    APPROVED_RES
    Since 2023-10-20

Branch Locations

299 Park Ave 26Th Floor, New York, NY 10171 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mcadam Llc Boston MA 06/2020 09/2021
Department Of Public Works/The City Of Cambridge Cambridge MA 06/2019 08/2019
Mount Sunapee/Vail Resorts Newbury NH 12/2016 03/2021
Terri Wilcox Garden Design New London NH 06/2017 08/2018
Colorado College Colorado Springs CO 08/2016 05/2020
Stifel Nicolaus New York NY 09/2021 10/2023
Ubs Financial Services Inc New York NY 10/2023 Present
  • 06/2020 → 09/2021
    Boston, MA
  • 06/2019 → 08/2019
    Department Of Public Works/The City Of Cambridge
    Cambridge, MA
  • 12/2016 → 03/2021
    Mount Sunapee/Vail Resorts
    Newbury, NH
  • 06/2017 → 08/2018
    Terri Wilcox Garden Design
    New London, NH
  • 08/2016 → 05/2020
    Colorado College
    Colorado Springs, CO
  • 09/2021 → 10/2023
    Stifel Nicolaus
    New York, NY
  • 10/2023 → Present
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-27
S65 Uniform Investment Adviser Law Examination 2020-10-07
  • S63 Uniform Securities Agent State Law Examination
    2022-04-27
  • S65 Uniform Investment Adviser Law Examination
    2020-10-07

View on SEC IAPD

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