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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-19 |
| CO | RA | APPROVED | 2024-01-17 |
Branch Locations
90 S Cascade Ave, Colorado Springs, CO 80903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Aspen Equity Group | Waco | TX | 02/2020 | 01/2022 |
| Unemployed | Waco | TX | 11/2019 | 01/2020 |
| Bbva | Waco | TX | 11/2018 | 11/2019 |
| Lift Moving | Waco | TX | 08/2018 | 10/2018 |
| New Life Church | Colorado Springs | TX | 11/2015 | 07/2018 |
| Thrivent Investment Management Inc | Colorado Springs | CO | 01/2022 | 11/2023 |
| Thrivent Financial | Appleton | WI | 03/2022 | 07/2022 |
| Thrivent Financial | Appleton | WI | 07/2022 | 11/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colorado Springs | CO | 01/2024 | Present |
| Unemployeed | Colorado Springs | CO | 12/2023 | 12/2023 |
| Bank Of America N.A. | Colorado Springs | CO | 02/2024 | Present |
I*1992260, Entity Type Entity For Profit, Name of OBA: Buck & Blaze Address: Colorado SpringsColorado80918 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/23/2024No Hours: 1 weekly No Hours during trading:0 Duties: The purpose of the business would be selling firewood. My role, as the owner, would be to buy the wood from a supplier, market the business online and by word of mouth and sell the wood to customers.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-02-18 |
| S65 | Uniform Investment Adviser Law Examination | 2020-11-20 |
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