Best Investors Account Sign in

James David Franskousky

LPl Financial LLC

Boca Raton, FL

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-19
FL RA APPROVED 2017-05-01
  • TX RA
    APPROVED_RES
    Since 2021-10-19
  • FL RA
    APPROVED
    Since 2017-05-01

Branch Locations

370 W Camino Gardens Ste 101, Boca Raton, FL 33432 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 05/2012 04/2017
Lpl Financial Llc Boca Raton FL 04/2017 Present
Private Wealth Llc Boca Raton FL 02/2018 06/2018
  • 05/2012 → 04/2017
    St Louis, MO
  • 04/2017 → Present
    Boca Raton, FL
  • 02/2018 → 06/2018
    Private Wealth Llc
    Boca Raton, FL
Previous Registrations
Other Businesses

1)4/28/17- Compass Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related - Jacksonville, FL- 100%. 2) 10/10/2017 - Private Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2017 - 160 Hours Per Month/8 Hours During Securities Trading. 3) 12/16/2021 - No Business Name - Investment Related - 370 W. Camino Gardens Blvd., Suite 101, Boca Raton, FL 33432 - Real Estate Rental - Start Date: 01/03/2022 - 0 Hours Per Month/0 Hours During Securities Trading - Collecting rent from LPL Representative that is not part of our practice group for part-time use of our conference room. 4) 06/29/2022 - J D Franskousky, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 07/01/2022 - 0 Hours Per Month/ 0 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-10
  • S66 Uniform Combined State Law Examination
    2005-05-10

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor