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Allen Martin

Wells Fargo Clearing Services, LLC

Salt Lake City, UT

Salt Lake City, UT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-27
UT RA APPROVED 2021-01-19
  • TX RA
    APPROVED
    Since 2021-03-27
  • UT RA
    APPROVED
    Since 2021-01-19

Branch Locations

5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhi San Ramone CA 10/2020 Present
Wells Fargo Clearing Services Llc Salt Lake City UT 10/2020 Present
Unemployed Orlando FL 01/2015 05/2016
Converse Orlando FL 05/2016 07/2016
The College Of William And Mary Williamsburg VA 08/2016 05/2020
American Eagle Outfitters Orlando FL 05/2017 08/2017
Unemployed Salt Lake City UT 05/2020 10/2020
  • 10/2020 → Present
    Rhi
    San Ramone, CA
  • 10/2020 → Present
    Wells Fargo Clearing Services Llc
    Salt Lake City, UT
  • 01/2015 → 05/2016
    Unemployed
    Orlando, FL
  • 05/2016 → 07/2016
    Converse
    Orlando, FL
  • 08/2016 → 05/2020
    The College Of William And Mary
    Williamsburg, VA
  • 05/2017 → 08/2017
    American Eagle Outfitters
    Orlando, FL
  • 05/2020 → 10/2020
    Unemployed
    Salt Lake City, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-15
  • S66 Uniform Combined State Law Examination
    2021-01-15

View on SEC IAPD

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BRANDON GREGORY PEARSON
ALLEN RAY MCNEAL
Jason Scot Berryman
Cassidy Diane Kendzior

Other Offices

RUN VENTURES · SALT LAKE CITY, UT
LEP MANAGEMENT LLC · SALT LAKE CITY, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
RAYMOND JAMES & ASSOCIATES, INC. · Salt Lake City, UT
UBS FINANCIAL SERVICES INC. · SALT LAKE CITY, UT
D.A. DAVIDSON & CO. · SALT LAKE CITY, UT
STRATOS WEALTH PARTNERS, LTD · SALT LAKE CITY, UT
LPL FINANCIAL LLC · SALT LAKE CITY, UT

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