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440 Louisiana St. Suite 900, Houston, TX 77002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2021-12-13 |
| TX | RA | APPROVED | 2020-11-13 |
Branch Locations
440 Louisiana St. Suite 900, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Marathon Oil | Houston | TX | 09/2014 | Present |
| Alpha-Tech Investments, Llc | Houston | TX | 10/2020 | Present |
| Dnc Technology, Llc | Houston | TX | 10/2011 | 10/2020 |
| Arena Energy | The Woodlands | TX | 04/2023 | Present |
| Prescryptive Health | Redmond | WA | 01/2021 | 04/2023 |
Sales Analyst; Prescryptive Health, Inc.; Investment Related: No; Location: 8201 164TH AVE NE, REDMOND, WASHINGTON, 98052; Description of the business: Prescryptive Health is a digital health company offering a prescription intelligence platform.; Responsibilities Duties: Sales Data Analysis; Start date with business: 2021-06-21; Hours devoted to business during trading hours: 40; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 80.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-02 |
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