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Brandon Phillips

Oppenheimer & Co. Inc.

New York, NY

New York, NY

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-10
  • NY RA
    APPROVED
    Since 2021-11-10

Branch Locations

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Bank N.A. New York NY 10/2018 10/2021
Td Bank Shrewsbury NJ 01/2017 09/2017
University Of South Carolina Columbia SC 10/2017 10/2018
Tsunami Columbia SC 05/2016 12/2016
Td Private Client Wealth Llc New York NY 10/2020 10/2021
Oppenheimer & Co Inc New York NY 11/2021 Present
  • 10/2018 → 10/2021
    Td Bank N.A.
    New York, NY
  • 01/2017 → 09/2017
    Td Bank
    Shrewsbury, NJ
  • 10/2017 → 10/2018
    University Of South Carolina
    Columbia, SC
  • 05/2016 → 12/2016
    Tsunami
    Columbia, SC
  • 10/2020 → 10/2021
    Td Private Client Wealth Llc
    New York, NY
  • 11/2021 → Present
    Oppenheimer & Co Inc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-11-13
S65 Uniform Investment Adviser Law Examination 2020-12-14
  • S63 Uniform Securities Agent State Law Examination
    2021-11-13
  • S65 Uniform Investment Adviser Law Examination
    2020-12-14

View on SEC IAPD

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

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