Dominique C. Valdez

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-11-22
TX	RA	APPROVED	2021-11-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Great Neck	NY	10/2020	10/2021
Santander Bank N.A	New York	NY	09/2018	10/2020
Baruch College Zicklin School Of Business	New York	NY	01/2014	12/2018
Corrado Bread And Pastry	New York	NY	01/2014	01/2018
Bank Of America, N.A.	Great Neck	NY	10/2020	10/2021
J.P. Morgan Securities Llc	New York,	NY	11/2021	Present
Jp Morgan Chase Bank, N.A.	New York	NY	11/2021	Present

10/2020 → 10/2021

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Great Neck, NY
09/2018 → 10/2020

Santander Bank N.A

New York, NY
01/2014 → 12/2018

Baruch College Zicklin School Of Business

New York, NY
01/2014 → 01/2018

Corrado Bread And Pastry

New York, NY
10/2020 → 10/2021

Bank Of America, N.A.

Great Neck, NY
11/2021 → Present

J.P. Morgan Securities Llc

New York,, NY
11/2021 → Present

Jp Morgan Chase Bank, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-01-02

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