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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-08-23
  • CT RA
    APPROVED
    Since 2024-08-23

Branch Locations

36 State Street Suite 8, North Haven, CT 06473 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp North Haven CT 01/2004 10/2023
Juniewic Financial Group North Haven CT 10/2023 04/2024
Commonwealth Financial Network Waltham MA 10/2023 04/2024
Diastole Wealth Management Guilford CT 05/2024 07/2024
Commonwealth Financial Network Waltham MA 07/2024 Present
Juniewic Financial Group North Haven CT 07/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-11
S63 Uniform Securities Agent State Law Examination 2007-08-30
  • S65 Uniform Investment Adviser Law Examination
    2014-07-11
  • S63 Uniform Securities Agent State Law Examination
    2007-08-30
Other Names
  • Joanne R Martin

View on SEC IAPD

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