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1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-30 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bny Mellon Securities Corporation | Boston | MA | 06/2019 | 01/2022 |
| The Boston Company Asset Management | Boston | MA | 12/2015 | 06/2019 |
| Man Investments Inc. | New York | NY | 01/2022 | 04/2025 |
| Neuberger Berman | New York | NY | 04/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-04-04 |
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