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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-18 |
| NY | RA | APPROVED | 2023-07-17 |
Branch Locations
270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pkf O'COnnor Davies | Harrison | NY | 01/2017 | 12/2017 |
| Maggie Spillaines | Mount Vernon | NY | 06/2016 | 09/2016 |
| Blue Moon | Bronxville | NY | 10/2016 | 12/2016 |
| Yonkers Whiskey House | Yonkers | NY | 12/2018 | 07/2019 |
| Tsr Consulting | Edison | NJ | 09/2019 | 04/2020 |
| Citigroup | New York | NY | 04/2020 | 06/2023 |
| Iona College | New Rochelle | NY | 08/2016 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2023 | Present |
| J.P. Morgan Securities Llc | New York | NY | 06/2023 | Present |
| Unemployed | Yonkers | NY | 08/2019 | 08/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-19 |
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