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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • CA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States

Pamona, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 10/2020 08/2023
Minnesota Life Insurance Company St Paul MN 10/2020 08/2023
North Star Resource Group San Diego CA 10/2020 Present
Cri Securities Llc St Paul MN 10/2020 10/2021
N/A Alta Loma CA 06/2020 10/2020
San Diego State University Housing San Diego CA 08/2019 05/2020
N/A Alta Loma CA 06/2019 08/2019
San Diego State University Housing San Diego CA 08/2018 06/2019
N/A Alta Loma CA 06/2018 08/2018
San Diego State University Housing San Diego CA 09/2017 06/2018
Islands Restaurant Rancho Cucamonga CA 05/2017 07/2017
N/A Alta Loma CA 05/2017 06/2017
San Diego State University San Diego CA 08/2016 05/2017
Cetera Wealth Services, Llc San Diego CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 10/2020 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 10/2020 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 10/2020 → Present
    North Star Resource Group
    San Diego, CA
  • 10/2020 → 10/2021
    Cri Securities Llc
    St Paul, MN
  • 06/2020 → 10/2020
    N/A
    Alta Loma, CA
  • 08/2019 → 05/2020
    San Diego State University Housing
    San Diego, CA
  • 06/2019 → 08/2019
    N/A
    Alta Loma, CA
  • 08/2018 → 06/2019
    San Diego State University Housing
    San Diego, CA
  • 06/2018 → 08/2018
    N/A
    Alta Loma, CA
  • 09/2017 → 06/2018
    San Diego State University Housing
    San Diego, CA
  • 05/2017 → 07/2017
    Islands Restaurant
    Rancho Cucamonga, CA
  • 05/2017 → 06/2017
    N/A
    Alta Loma, CA
  • 08/2016 → 05/2017
    San Diego State University
    San Diego, CA
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    San Diego, CA
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-01-19 → 2023-08-10
    Securian Financial Services, Inc.
    San Diego, CA
    Pamona, CA
  • 2021-01-19 → 2021-10-28
    Cri Securities, Llc
    San Diego, CA
Other Businesses

1) NSRG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/14/2020 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P & C Licenses fill out a separate OBA disclosure specific to that activity. 2) JWK EXOTICS POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 6754 Pasito Avenue, Alto Loma CA 91701, United States DESCRIPTION: Provide private photoshoots of cars and sells the photos to the car owner. Manage a social media account where said photos are posted and other photos are take at local car shows on weekends only. Photos are also sold online through an online shop. This is purely a hobby that we realized we could make some money off of. 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-22
  • S66 Uniform Combined State Law Examination
    2020-12-22

View on SEC IAPD

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