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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED | 2023-08-10 |
Branch Locations
Ten Governor 5075 Shoreham Pl, Suite 260, San Diego, CA 92122 • United States
Pamona, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 10/2020 | 08/2023 |
| Minnesota Life Insurance Company | St Paul | MN | 10/2020 | 08/2023 |
| North Star Resource Group | San Diego | CA | 10/2020 | Present |
| Cri Securities Llc | St Paul | MN | 10/2020 | 10/2021 |
| N/A | Alta Loma | CA | 06/2020 | 10/2020 |
| San Diego State University Housing | San Diego | CA | 08/2019 | 05/2020 |
| N/A | Alta Loma | CA | 06/2019 | 08/2019 |
| San Diego State University Housing | San Diego | CA | 08/2018 | 06/2019 |
| N/A | Alta Loma | CA | 06/2018 | 08/2018 |
| San Diego State University Housing | San Diego | CA | 09/2017 | 06/2018 |
| Islands Restaurant | Rancho Cucamonga | CA | 05/2017 | 07/2017 |
| N/A | Alta Loma | CA | 05/2017 | 06/2017 |
| San Diego State University | San Diego | CA | 08/2016 | 05/2017 |
| Cetera Wealth Services, Llc | San Diego | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
1) NSRG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/14/2020 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Offering clients group/employee benefits and fixed insurance options (with the exception of annuities) outside of the carriers that have selling arrangements with Securian Financial or MN Life Insurance Co. *Individual Registered reps with P & C Licenses fill out a separate OBA disclosure specific to that activity. 2) JWK EXOTICS POSITION: Owner NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: 6754 Pasito Avenue, Alto Loma CA 91701, United States DESCRIPTION: Provide private photoshoots of cars and sells the photos to the car owner. Manage a social media account where said photos are posted and other photos are take at local car shows on weekends only. Photos are also sold online through an online shop. This is purely a hobby that we realized we could make some money off of. 3) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-22 |
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