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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-04-16
TX RA APPROVED 2024-04-16
  • AL RA
    APPROVED
    Since 2024-04-16
  • TX RA
    APPROVED
    Since 2024-04-16

Branch Locations

1657 Mcfarland Blvd N Suite G3-C, Tuscaloosa, AL 35406 • United States

Pelham, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fastenal Tuscaloosa AL 07/2014 12/2017
Randall Reilly Tuscaloosa AL 01/2018 10/2018
University Of Alabama Tuscaloosa AL 10/2018 02/2019
Alabama Media Group Birmingham AL 03/2019 10/2019
Global Homes Group Tuscaloosa AL 11/2019 10/2020
University Of Alabama Tuscaloosa AL 10/2020 Present
Northwestern Mutual Life Insurance Company Tuscaloosa AL 11/2020 12/2023
Northwestern Mutual Investment Services Llc Tuscaloosa AL 03/2021 12/2023
Northwestern Mutual Wealth Management Company Tuscaloosa AL 07/2022 12/2023
Mml Investors Services, Llc Tuscaloosa AL 01/2024 Present
Massmutual Life Insurance Co Tuscaloosa AL 12/2023 Present
  • 07/2014 → 12/2017
    Fastenal
    Tuscaloosa, AL
  • 01/2018 → 10/2018
    Randall Reilly
    Tuscaloosa, AL
  • 10/2018 → 02/2019
    University Of Alabama
    Tuscaloosa, AL
  • 03/2019 → 10/2019
    Alabama Media Group
    Birmingham, AL
  • 11/2019 → 10/2020
    Global Homes Group
    Tuscaloosa, AL
  • 10/2020 → Present
    University Of Alabama
    Tuscaloosa, AL
  • 11/2020 → 12/2023
    Northwestern Mutual Life Insurance Company
    Tuscaloosa, AL
  • 03/2021 → 12/2023
    Northwestern Mutual Investment Services Llc
    Tuscaloosa, AL
  • 07/2022 → 12/2023
    Northwestern Mutual Wealth Management Company
    Tuscaloosa, AL
  • 01/2024 → Present
    Tuscaloosa, AL
  • 12/2023 → Present
    Massmutual Life Insurance Co
    Tuscaloosa, AL
Other Businesses

NAME: TPG Brokerage, INV REL: Y, ADD: 1657 McFarland Blvd N Suite G3-C, Tuscaloosa, AL 35406, NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 7/30/2025, NO. HR/MO: 5, NO. HR/MO DURING SEC TRADING: 5, DUTIES: Life, Disability, Long-term care, Fixed annuities

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-05
S63 Uniform Securities Agent State Law Examination 2021-09-17
  • S65 Uniform Investment Adviser Law Examination
    2024-04-05
  • S63 Uniform Securities Agent State Law Examination
    2021-09-17
Other Names
  • Ryan Edward Rocheck

View on SEC IAPD

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