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Current Employers
St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2012-11-08
  • AR RA
    APPROVED
    Since 2012-11-08

Branch Locations

1609 West Main St., Russellville, AR 72801 • UNITED STATES

1609 West Main St, Russellville, AR 72801 • United States

300 W. Jefferson, Jonesboro, AR 72401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
St. Bernard Financial Services, Inc Russellville AR 11/2012 Present
Previous Registrations
Other Businesses

DBA BANKS AND BROWN, I SELL SECURITIES PRODUCTS AND INSURANCE PRODUCTS UNDER THIS DBA NAME. COACH OF SOFTBALL TEAM - NOT INVESTMENT RELATED - JONESBORO AR - SPORTS - COACH GIRLS SOFTBALL TEAM - COACHING SOFTBALL - NO COMPENSATION - 0 HRS DRNG BSNSS HRS - 5 HRS WEEK DRNG NON BSNSS HRS - NO CONFLICTS OF INTEREST.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-29
  • S66 Uniform Combined State Law Examination
    2005-03-29

View on SEC IAPD

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