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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2007-09-20 |
| NC | RA | APPROVED | 2007-08-15 |
Branch Locations
1036 Branchview Dr Ste 206, Concord, NC 28025-0113 • United States
Kannapolis, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Concord | NC | 08/2007 | Present |
(1) 09/26/2017 - Baucom Wealth Management, Inc. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 08/03/2007 - 120 hours per month 40 hours per securities trading. (2) 7/20/2020 - Baucom Rentals LLC - Investment Related - Kannapolis, NC 28081 - Real Estate Rental - Start Date: 8/1/2020 - 0 Hours Per Month/0 Hours During Securities Trading - Purchased a home to rent. (3) 12/21/2021 - SAGE Insurance Partners - Investment Related - 11215 N. Community House Rd. Ste. 775 Charlotte, NC 28278 - Non-Variable Insurance - Start Date: 01/01/2022 - 4 Hours Per Month/4 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-23 |
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