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Current Employers
Alera Investment Advisors, Llc

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-18
  • IL RA
    APPROVED
    Since 2022-11-18

Branch Locations

Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company New York NY 10/2020 05/2022
Auto Club Detailing Champaign IL 05/2017 04/2026
University Of Illinois Champaign IL 08/2015 05/2019
Nylife Securities Llc. Schaumburg IL 04/2021 05/2022
Triad Advisors Norcross GA 06/2022 08/2024
Alera Group Deerfield IL 06/2022 Present
Osaic Wealth, Inc. Deerfield IL 08/2024 Present
  • 10/2020 → 05/2022
    New York Life Insurance Company
    New York, NY
  • 05/2017 → 04/2026
    Auto Club Detailing
    Champaign, IL
  • 08/2015 → 05/2019
    University Of Illinois
    Champaign, IL
  • 04/2021 → 05/2022
    Nylife Securities Llc.
    Schaumburg, IL
  • 06/2022 → 08/2024
    Triad Advisors
    Norcross, GA
  • 06/2022 → Present
    Alera Group
    Deerfield, IL
  • 08/2024 → Present
    Osaic Wealth, Inc.
    Deerfield, IL
Other Businesses

1)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;senior specialist,advisor support;6/2022;160 hrs/month;6.5 hrs during trading;advisor support team member for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 2)UI Auto Club Inc;not investment related;2602 N Mattis Ave,Champaign,IL 61822;corporation-automotive detailing and cleaning service;co-owner;7/2018;20 hrs/month;0 hrs during trading;check in with management team,approve purchases and general business development 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;registered investment advisor;senior associate,advisor support services;10/4/2022;160 hrs/month;6.5 hrs during trading;IAR of Alera Investment Advisors

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-18
S63 Uniform Securities Agent State Law Examination 2021-06-21
  • S65 Uniform Investment Adviser Law Examination
    2022-11-18
  • S63 Uniform Securities Agent State Law Examination
    2021-06-21

View on SEC IAPD

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