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Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-11-18 |
Branch Locations
Three Parkway North Suite 500, Deerfield, IL 60015-2567 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Company | New York | NY | 10/2020 | 05/2022 |
| Auto Club Detailing | Champaign | IL | 05/2017 | 04/2026 |
| University Of Illinois | Champaign | IL | 08/2015 | 05/2019 |
| Nylife Securities Llc. | Schaumburg | IL | 04/2021 | 05/2022 |
| Triad Advisors | Norcross | GA | 06/2022 | 08/2024 |
| Alera Group | Deerfield | IL | 06/2022 | Present |
| Osaic Wealth, Inc. | Deerfield | IL | 08/2024 | Present |
1)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;senior specialist,advisor support;6/2022;160 hrs/month;6.5 hrs during trading;advisor support team member for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 2)UI Auto Club Inc;not investment related;2602 N Mattis Ave,Champaign,IL 61822;corporation-automotive detailing and cleaning service;co-owner;7/2018;20 hrs/month;0 hrs during trading;check in with management team,approve purchases and general business development 3)Alera Investment Advisors;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;registered investment advisor;senior associate,advisor support services;10/4/2022;160 hrs/month;6.5 hrs during trading;IAR of Alera Investment Advisors
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2021-06-21 |
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