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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-10
MA RA APPROVED 2022-05-17
  • TX RA
    APPROVED
    Since 2022-06-10
  • MA RA
    APPROVED
    Since 2022-05-17

Branch Locations

243 King St., Suite 240, Northampton, MA 01060 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Northampton MA 10/2020 Present
Amazon Logistics Holyoke MA 05/2020 03/2021
Gc Pizza Hut Belchertown MA 06/2017 04/2019
Lowe's Hadley MA 09/2021 06/2022
C&S Wholesale Grocers Hatfield MA 11/2016 01/2017
Sabis International Charter School Springfield MA 06/2011 12/2017
University Of Massachusetts Amherst Amherst MA 08/2016 05/2019
Unemployed South Hadley MA 06/2019 04/2020
Kestra Advisory Services, Llc Northampton MA 04/2022 Present
  • 10/2020 → Present
    Kestra Investment Services, Llc
    Northampton, MA
  • 05/2020 → 03/2021
    Amazon Logistics
    Holyoke, MA
  • 06/2017 → 04/2019
    Gc Pizza Hut
    Belchertown, MA
  • 09/2021 → 06/2022
    Lowe's
    Hadley, MA
  • 11/2016 → 01/2017
    C&S Wholesale Grocers
    Hatfield, MA
  • 06/2011 → 12/2017
    Sabis International Charter School
    Springfield, MA
  • 08/2016 → 05/2019
    University Of Massachusetts Amherst
    Amherst, MA
  • 06/2019 → 04/2020
    Unemployed
    South Hadley, MA
  • 04/2022 → Present
    Northampton, MA
Other Businesses

Business Name: NORTHAMPTON FINANCIAL SERVICES POSITION: Field Assistant NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 10/06/2020 ADDRESS: 243 King Street, Suite 240, Northampton MA 01060, United States DESCRIPTION: My duties and obligations include managing internal reports, processing administrative detail, verifying data integrity and accuracy, and entering data into CRM software. Business Name: KESTRA ADVISORY SERVICES, LLC POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 04/01/2022 ADDRESS: 243 King Street, Suite 240, Northampton MA 01060, United States DESCRIPTION: Advisory Services Wealth management

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-29
  • S66 Uniform Combined State Law Examination
    2022-04-29

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