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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-05-08 |
| TX | RA | APPROVED | 2023-05-08 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank Na | New York | NY | 09/2020 | Present |
| Jpmorgan Securities Llc | New York | NY | 09/2020 | Present |
| Jpmorgan Chase Bank Na | New York | NY | 06/2018 | 08/2018 |
| Jpmorgan Chase Bank Na | New York | NY | 07/2019 | 09/2020 |
| Baruch College | New York | NY | 05/2016 | 06/2019 |
| Memorial Sloan Kettering Cancer Center | New York | NY | 06/2017 | 05/2018 |
| Baruch College | New York | NY | 08/2015 | 05/2019 |
| Wag Labs Inc | New York | NY | 02/2017 | Present |
Name: Wag Labs Not investment related Address: 8560 West Sunset Boulevard, Suite 100,West Hollywood, CA 90069 USA Position: Dog Walker Start Date: 02/25/2017 Number of hours a month: 0 Number of hours I devote during trading hours: 0 I am an independent contractor throu.gh which I have the ability to walk dogs if I like to
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-06 |
| S63 | Uniform Securities Agent State Law Examination | 2020-12-14 |
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