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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-23
CT RA APPROVED 2025-09-22
NY RA APPROVED 2025-09-22
TX RA APPROVED 2025-09-22
  • NJ RA
    APPROVED
    Since 2025-09-23
  • CT RA
    APPROVED
    Since 2025-09-22
  • NY RA
    APPROVED
    Since 2025-09-22
  • TX RA
    APPROVED
    Since 2025-09-22

Branch Locations

610 Madison Avenue, New York, NY 10022 • United States

277 Park Ave., Fl 36, New York, NY 10172 • United States

390 Madison Ave, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 04/2017 08/2022
J.P. Morgan Securities Llc New York NY 09/2020 08/2022
Cvs Pharmacy New York NY 10/2016 08/2018
Rite Aid Queens NY 01/2016 09/2016
Cvs Pharmacy New York NY 04/2020 07/2020
Jpmorgan Chase Bank, N.A. New York NY 05/2024 Present
J.P. Morgan Securities Llc New York NY 05/2024 Present
Unemployed Queens Village NY 09/2022 04/2024
  • 04/2017 → 08/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 09/2020 → 08/2022
    New York, NY
  • 10/2016 → 08/2018
    Cvs Pharmacy
    New York, NY
  • 01/2016 → 09/2016
    Rite Aid
    Queens, NY
  • 04/2020 → 07/2020
    Cvs Pharmacy
    New York, NY
  • 05/2024 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 05/2024 → Present
    New York, NY
  • 09/2022 → 04/2024
    Unemployed
    Queens Village, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-22
S63 Uniform Securities Agent State Law Examination 2020-12-14
  • S66 Uniform Combined State Law Examination
    2025-09-22
  • S63 Uniform Securities Agent State Law Examination
    2020-12-14
Other Names
  • Mohaned Muntaz
  • Mohamed Naseem Muntaz

View on SEC IAPD

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