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Current Employers
Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-13
  • NY RA
    APPROVED
    Since 2024-05-13

Branch Locations

200 Park Avenue, New York, NY 10166 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Miama FL 08/2020 04/2024
Blackrock Investments Llc Miam FL 08/2020 04/2024
Blackrock Miami FL 06/2019 08/2019
Kpmg Mexico City 03/2018 06/2018
Exxonmobil Mexico City 07/2017 09/2017
Dartmouth College Hanover NH 08/2016 06/2017
Dartmouth College Hanover NH 09/2017 02/2018
Dartmouth College Hanover NH 07/2018 05/2019
Dartmouth College Hanover NH 09/2019 06/2020
Arete Wealth Management Chicago IL 05/2024 Present
Arete Wealth Advisors Chicago IL 05/2024 Present
Golub Captial Llc New York NY 04/2024 Present
  • 08/2020 → 04/2024
    Blackrock
    Miama, FL
  • 08/2020 → 04/2024
    Blackrock Investments Llc
    Miam, FL
  • 06/2019 → 08/2019
    Blackrock
    Miami, FL
  • 03/2018 → 06/2018
    Kpmg
    Mexico City
  • 07/2017 → 09/2017
    Exxonmobil
    Mexico City
  • 08/2016 → 06/2017
    Dartmouth College
    Hanover, NH
  • 09/2017 → 02/2018
    Dartmouth College
    Hanover, NH
  • 07/2018 → 05/2019
    Dartmouth College
    Hanover, NH
  • 09/2019 → 06/2020
    Dartmouth College
    Hanover, NH
  • 05/2024 → Present
    Arete Wealth Management
    Chicago, IL
  • 05/2024 → Present
    Arete Wealth Advisors
    Chicago, IL
  • 04/2024 → Present
    Golub Captial Llc
    New York, NY
Previous Registrations
Other Businesses

Golub Captial, Senior Associate, 160 Hour Per Month. Start date 5/2024.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-14
  • S66 Uniform Combined State Law Examination
    2020-12-14

View on SEC IAPD

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