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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-04-01 |
Branch Locations
101 East River Drive 4Th Floor, East Hartford, CT 06108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Glastonbury | CT | 07/2021 | 04/2024 |
| La Vita | East Haddam | CT | 06/2021 | 11/2022 |
| David Burke Prime | Mashantucket | CT | 07/2020 | 12/2020 |
| Shipwrights Daughter | Mystic | CT | 05/2020 | 07/2020 |
| Town Of Lebanon- Public Works | Lebanon | CT | 06/2019 | 08/2019 |
| Subway | Bolton | CT | 08/2017 | 12/2017 |
| Johnson And Wales University | Providence | RI | 09/2019 | 05/2021 |
| Tompkins Cortland Community College | Dryden | NY | 08/2015 | 05/2017 |
| Manchester Community College | Manchester | CT | 08/2017 | 12/2017 |
| Franklin Pierce University | Rindge | NH | 01/2018 | 05/2019 |
| Prudential Insurance Company Of America | Glastonbury | CT | 01/2022 | 04/2024 |
| Cetera Investment Services Llc | East Hartford | CT | 04/2024 | Present |
| Cetera Investment Advisers Llc | East Hartford | CT | 04/2024 | Present |
RIVERVIEW FINANCIAL PARTNERS, DBA FOR CETERA BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-05 |
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