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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-08-31 |
| CA | RA | APPROVED | 2021-08-24 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2020 | Present |
| Unemployed | Gilbert | AZ | 02/2020 | 09/2020 |
| Ettain Group - Wells Fargo Contractor | Chandler | AZ | 07/2019 | 02/2020 |
| American Express | Phoenix | AZ | 04/2019 | 07/2019 |
| Amazon | Tempe | AZ | 01/2019 | 04/2019 |
| Sethi Management | Gilbert | AZ | 11/2018 | 01/2019 |
| Bank Of America | Phoenix | AZ | 08/2008 | 07/2018 |
| Unemployed | Mesa | AZ | 07/2018 | 11/2018 |
| Investment Consultant Ii | Chandler | AZ | 11/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-23 |
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