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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2022-11-04
TX RA APPROVED 2022-11-03
  • UT RA
    APPROVED
    Since 2022-11-04
  • TX RA
    APPROVED
    Since 2022-11-03

Branch Locations

257 East 200 South Suite 750, Salt Lake City, UT 84111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Instructure 6330 S 3000 E UT 07/2016 12/2016
Unemployed Mexico City 12/2016 10/2018
H-11 Digital Forensics Salt Lake City UT 10/2018 12/2018
Vivint Smarthome Provo UT 12/2018 05/2021
Farmers Insurance West Jordan UT 10/2019 05/2020
Equitable Advisors, Llc New York NY 11/2020 05/2021
Royal Alliance Associates, Inc. Salt Lake City UT 05/2021 11/2022
Lpl Financial Llc Salt Lake City UT 11/2022 Present
  • 07/2016 → 12/2016
    Instructure
    6330 S 3000 E, UT
  • 12/2016 → 10/2018
    Unemployed
    Mexico City
  • 10/2018 → 12/2018
    H-11 Digital Forensics
    Salt Lake City, UT
  • 12/2018 → 05/2021
    Vivint Smarthome
    Provo, UT
  • 10/2019 → 05/2020
    Farmers Insurance
    West Jordan, UT
  • 11/2020 → 05/2021
    New York, NY
  • 05/2021 → 11/2022
    Royal Alliance Associates, Inc.
    Salt Lake City, UT
  • 11/2022 → Present
    Salt Lake City, UT
Previous Registrations
Other Businesses

1)10/26/2022 - Axex Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/26/2022 - HAMIDEH FINANCIAL LLC DBA GABE HAMIDEH - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2020 - 2 Hr/Mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-30
  • S66 Uniform Combined State Law Examination
    2020-12-30

View on SEC IAPD

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