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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-20
RI RA APPROVED 2024-02-27
  • TX RA
    APPROVED_RES
    Since 2024-06-20
  • RI RA
    APPROVED
    Since 2024-02-27

Branch Locations

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Cranston, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc Johnston RI 09/2020 02/2024
New York Life Insurance Co Johnston RI 10/2020 02/2024
Anchor Technical Solutions Westerly RI 06/2019 07/2020
Tuition Management Systems Warwick RI 11/2015 04/2019
Eagle Strategies Llc Johnston RI 05/2022 02/2024
Mml Investors Services, Llc Warwick RI 02/2024 Present
Massmutual Life Insurance Co Warwick RI 02/2024 Present
  • 09/2020 → 02/2024
    Nylife Securities Llc
    Johnston, RI
  • 10/2020 → 02/2024
    New York Life Insurance Co
    Johnston, RI
  • 06/2019 → 07/2020
    Anchor Technical Solutions
    Westerly, RI
  • 11/2015 → 04/2019
    Tuition Management Systems
    Warwick, RI
  • 05/2022 → 02/2024
    Johnston, RI
  • 02/2024 → Present
    Warwick, RI
  • 02/2024 → Present
    Massmutual Life Insurance Co
    Warwick, RI
Previous Registrations
Other Businesses

NAME: MARK ENGLAND INV REL: Y ADD: RESIDENTIAL ADDRESS NATURE: OUTSIDE INSURANCE SALES POSITION: BROKER START DATE: 2/9/2024 NO HRS/MO: 5 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: LIFE, FIXED ANNUITIES, DISABILITY, LONG-TERM CARE, & HEALTH.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-05-23
S63 Uniform Securities Agent State Law Examination 2021-05-24
  • S65 Uniform Investment Adviser Law Examination
    2022-05-23
  • S63 Uniform Securities Agent State Law Examination
    2021-05-24

View on SEC IAPD

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