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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-06-30 |
| NJ | RA | APPROVED | 2025-06-26 |
| NY | RA | APPROVED | 2025-06-24 |
| TX | RA | APPROVED | 2025-06-24 |
Branch Locations
530 5Th Ave, New York, NY 10036 • United States
204 West 4Th Street, New York, NY 10014 • United States
71 West 23Rd Street, New York, NY 10010 • United States
277 Park Ave., Fl 36, New York, NY 10172 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boqueria | New York City | NY | 07/2016 | 11/2019 |
| Empire Merchants | Astoria | NY | 11/2019 | 07/2020 |
| Nylife Securities Llc | New York City | NY | 09/2020 | 06/2021 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 06/2021 | Present |
| J.P. Morgan Securities Llc | New York | NY | 06/2021 | 03/2023 |
| Unemployed | East Elmhurst | NY | 08/2020 | 08/2020 |
| J.P. Morgan Securities Llc | New York | NY | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
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