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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-21 |
| CT | RA | APPROVED | 2016-03-16 |
Branch Locations
The Shops At Water's Edge 1587 Boston Post Rd Unit B5, Westbrook, CT 06498 • United States
Eric Town Square 124 Hebron Ave Ste 3B 2, Glastonbury, CT 06033 • United States
Old Saybrook, CT • United States
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Goshen | NY | 02/2014 | 03/2020 |
| Ameriprise Financial Services, Llc | Westbrook | CT | 03/2020 | Present |
Business Ownership; Blum Operational Support LLC; Facilitate payroll and pay other office expenses; Will use primarily to pay payroll and office expenses.; The Shops at Water's Edge, 1587 Boston Post Rd., Unit B5, Westbrook, CT, 6498; Not Investment-Related; 05/21/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2005-02-28 |
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