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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-10-08
  • MS RA
    APPROVED
    Since 2024-10-08

Branch Locations

2510 14Th Street-One Hancock Plaza, Gulfport, MS 39501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Bank Gulfport MS 05/2013 Present
Hancock Invesment Services, Inc. Gulfport MS 03/2015 08/2022
Cetera Investment Services Llc St Cloud MN 08/2022 Present
Cetera Investment Advisers Llc Ocean Springs MN 10/2024 Present
  • 05/2013 → Present
    Hancock Bank
    Gulfport, MS
  • 03/2015 → 08/2022
    Hancock Invesment Services, Inc.
    Gulfport, MS
  • 08/2022 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2024 → Present
    Ocean Springs, MN
Other Businesses

1. PRIVATE BANKER FOR HANCOCK WHITNEY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-07
S63 Uniform Securities Agent State Law Examination 2005-11-29
  • S66 Uniform Combined State Law Examination
    2024-10-07
  • S63 Uniform Securities Agent State Law Examination
    2005-11-29
Other Names
  • Mary Kathryn Tisdale

View on SEC IAPD

Other Firms

Other Investors

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