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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-10-21
NY RA APPROVED 2021-05-24
  • TX RA
    APPROVED_RES
    Since 2024-10-21
  • NY RA
    APPROVED
    Since 2021-05-24

Branch Locations

90 Park Ave 18Th Floor, New York, NY 10016 • United States

Brooklyn, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc New York NY 09/2020 Present
Mass Mutual Life Insurance Company New York NY 09/2020 Present
Zeta Global New York NY 07/2019 09/2020
Lenox Advisors, Inc. New York NY 09/2020 Present
Dtcc Jersey City NJ 03/2018 07/2019
Deloitte & Touche Llp New York NY 09/2016 03/2018
Pennsylvania State University University Park PA 08/2011 09/2016
  • 09/2020 → Present
    New York, NY
  • 09/2020 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 07/2019 → 09/2020
    Zeta Global
    New York, NY
  • 09/2020 → Present
    Lenox Advisors, Inc.
    New York, NY
  • 03/2018 → 07/2019
    Dtcc
    Jersey City, NJ
  • 09/2016 → 03/2018
    Deloitte & Touche Llp
    New York, NY
  • 08/2011 → 09/2016
    Pennsylvania State University
    University Park, PA
Other Businesses

Name: Nicholas Judd / Lenox Advisers, Inc Inv rel: Y Add: 90 Park Ave. 18th FL New York, NY 10036 Nature: Life and Health Insurance Sales Position: Vice President Start date: 01/26/2021 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Non-MMLIA Insurance Sales

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-06
  • S66 Uniform Combined State Law Examination
    2021-04-06
Other Names
  • Nick Judd

View on SEC IAPD

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