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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-21 |
| NY | RA | APPROVED | 2021-05-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | New York | NY | 09/2020 | Present |
| Mass Mutual Life Insurance Company | New York | NY | 09/2020 | Present |
| Zeta Global | New York | NY | 07/2019 | 09/2020 |
| Lenox Advisors, Inc. | New York | NY | 09/2020 | Present |
| Dtcc | Jersey City | NJ | 03/2018 | 07/2019 |
| Deloitte & Touche Llp | New York | NY | 09/2016 | 03/2018 |
| Pennsylvania State University | University Park | PA | 08/2011 | 09/2016 |
Name: Nicholas Judd / Lenox Advisers, Inc Inv rel: Y Add: 90 Park Ave. 18th FL New York, NY 10036 Nature: Life and Health Insurance Sales Position: Vice President Start date: 01/26/2021 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Non-MMLIA Insurance Sales
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-06 |
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