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Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-12-23
  • NY RA
    APPROVED
    Since 2025-12-23

Branch Locations

4624 13Th Avenue Ny391, Brooklyn, NY 11219 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

1201 Quentin Rd Ny474, Brooklyn, NY 11229 • United States

1201 Avenue J Ny388, Brooklyn, NY 11230 • United States

1421 Avenue M Ms: Ny389, Brooklyn, NY 11230 • United States

236 Broadway Ny482, Brooklyn, NY 11211 • United States

431-433 Court St Ny394, Brooklyn, NY 11231 • United States

2 Flatbush Avenue Suite A Ny387, Brooklyn, NY 11217 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Agents Melville NY 04/2020 09/2020
Chelsea Financial Services Huntington Station NY 09/2020 01/2022
Koja Cuisine Easton PA 09/2018 03/2020
E&P Masonry Manorville NY 04/2017 07/2018
Michaels Stores, Inc. Riverhead NY 01/2017 04/2017
Massachusetts Mutual Life Insurance Co Huntington Station NY 09/2020 09/2022
Aflac Field Force Huntington Station NY 07/2021 07/2022
Unemployed Manorville NY 07/2016 12/2016
Unemployed Manorville NY 08/2018 08/2018
Jp Morgan Chase Bank, N.A. Brooklyn NY 10/2022 07/2025
Jp Morgan Securities, Llc Brooklyn NY 10/2022 07/2025
Michael Gasparino Brooklyn NY 01/2022 10/2022
Cafe Here Llc Coram NY 04/2025 Present
Citizens Securities, Inc. Brooklyn NY 11/2025 Present
  • 04/2020 → 09/2020
    New York Life Insurance Agents
    Melville, NY
  • 09/2020 → 01/2022
    Chelsea Financial Services
    Huntington Station, NY
  • 09/2018 → 03/2020
    Koja Cuisine
    Easton, PA
  • 04/2017 → 07/2018
    E&P Masonry
    Manorville, NY
  • 01/2017 → 04/2017
    Michaels Stores, Inc.
    Riverhead, NY
  • 09/2020 → 09/2022
    Massachusetts Mutual Life Insurance Co
    Huntington Station, NY
  • 07/2021 → 07/2022
    Aflac Field Force
    Huntington Station, NY
  • 07/2016 → 12/2016
    Unemployed
    Manorville, NY
  • 08/2018 → 08/2018
    Unemployed
    Manorville, NY
  • 10/2022 → 07/2025
    Jp Morgan Chase Bank, N.A.
    Brooklyn, NY
  • 10/2022 → 07/2025
    Jp Morgan Securities, Llc
    Brooklyn, NY
  • 01/2022 → 10/2022
    Michael Gasparino
    Brooklyn, NY
  • 04/2025 → Present
    Cafe Here Llc
    Coram, NY
  • 11/2025 → Present
    Brooklyn, NY
Other Businesses

Cafe Here Inc- Treasurer, CFO. Responsibilities: Manage finances of the business to ensure taxes and expenses are paid. Date of Initial Involvement: 04/01/2025 Approx. amount of time/month: 5 hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-23
S63 Uniform Securities Agent State Law Examination 2021-04-30
  • S66 Uniform Combined State Law Examination
    2025-12-23
  • S63 Uniform Securities Agent State Law Examination
    2021-04-30
Other Names
  • Michael P Gasparino
  • Michael P Gasparino
  • Mike Gasparino

View on SEC IAPD

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