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CRD 7296693
Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-12-23 |
Branch Locations
4624 13Th Avenue Ny391, Brooklyn, NY 11219 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
1201 Quentin Rd Ny474, Brooklyn, NY 11229 • United States
1201 Avenue J Ny388, Brooklyn, NY 11230 • United States
1421 Avenue M Ms: Ny389, Brooklyn, NY 11230 • United States
236 Broadway Ny482, Brooklyn, NY 11211 • United States
431-433 Court St Ny394, Brooklyn, NY 11231 • United States
2 Flatbush Avenue Suite A Ny387, Brooklyn, NY 11217 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Agents | Melville | NY | 04/2020 | 09/2020 |
| Chelsea Financial Services | Huntington Station | NY | 09/2020 | 01/2022 |
| Koja Cuisine | Easton | PA | 09/2018 | 03/2020 |
| E&P Masonry | Manorville | NY | 04/2017 | 07/2018 |
| Michaels Stores, Inc. | Riverhead | NY | 01/2017 | 04/2017 |
| Massachusetts Mutual Life Insurance Co | Huntington Station | NY | 09/2020 | 09/2022 |
| Aflac Field Force | Huntington Station | NY | 07/2021 | 07/2022 |
| Unemployed | Manorville | NY | 07/2016 | 12/2016 |
| Unemployed | Manorville | NY | 08/2018 | 08/2018 |
| Jp Morgan Chase Bank, N.A. | Brooklyn | NY | 10/2022 | 07/2025 |
| Jp Morgan Securities, Llc | Brooklyn | NY | 10/2022 | 07/2025 |
| Michael Gasparino | Brooklyn | NY | 01/2022 | 10/2022 |
| Cafe Here Llc | Coram | NY | 04/2025 | Present |
| Citizens Securities, Inc. | Brooklyn | NY | 11/2025 | Present |
Cafe Here Inc- Treasurer, CFO. Responsibilities: Manage finances of the business to ensure taxes and expenses are paid. Date of Initial Involvement: 04/01/2025 Approx. amount of time/month: 5 hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2021-04-30 |
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