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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-04-10 |
| TX | RA | APPROVED_RES | 2024-04-10 |
Branch Locations
390 Madison Ave, New York, NY 10017 • United States
1001 Franklin Ave, Garden City, NY 11530 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Turner Construction Company | New York | NY | 08/2017 | 01/2019 |
| Citi Private Bank | New York | NY | 02/2019 | 05/2023 |
| Lafayette College | Easton | PA | 08/2013 | 05/2017 |
| Unemployed | Glen Cove | NY | 06/2017 | 07/2017 |
| Jpmorgan Chase Bank, N.A. | Garden City | NY | 04/2024 | Present |
| J.P. Morgan Securities Llc | Garden City | NY | 04/2024 | Present |
| Unemployed | Glen Cove | NY | 06/2023 | 03/2024 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-24 |
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