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Robert Charles Jones

Captrust

Raleigh, NC

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-01-22
  • NC RA
    APPROVED
    Since 2019-01-22

Branch Locations

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Raleigh NC 05/2013 11/2018
Capfinancial Securities Llc Raleigh NC 11/2018 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 11/2018 Present
  • 05/2013 → 11/2018
    Morgan Stanley
    Raleigh, NC
  • 11/2018 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 11/2018 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-06-21
S66 Uniform Combined State Law Examination 2006-01-09
  • S65 Uniform Investment Adviser Law Examination
    2013-06-21
  • S66 Uniform Combined State Law Examination
    2006-01-09
Other Names
  • Robert Charles Jones

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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