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Taylor Ridgway

Ubs Financial Services Inc.

New York, NY

CRD 7295366

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-09-11
DE RA APPROVED 2024-08-19
MD RA APPROVED 2023-10-26
NY RA APPROVED 2023-06-02
  • NJ RA
    APPROVED
    Since 2024-09-11
  • DE RA
    APPROVED
    Since 2024-08-19
  • MD RA
    APPROVED
    Since 2023-10-26
  • NY RA
    APPROVED
    Since 2023-06-02

Branch Locations

1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 09/2020 06/2023
Elon University Elon NC 08/2016 05/2020
Executive Housing Consultants Bethesda MD 01/2012 06/2018
Unemployed Kensington MD 05/2020 09/2020
Delshooka Inc Elon NC 08/2019 01/2020
Alliance Partners Chevy Chase MD 06/2019 08/2019
Red Peg Marketing Alexandria VA 06/2018 08/2018
Ubs Financial Services Inc New York NY 06/2023 Present
  • 09/2020 → 06/2023
    New York, NY
  • 08/2016 → 05/2020
    Elon University
    Elon, NC
  • 01/2012 → 06/2018
    Executive Housing Consultants
    Bethesda, MD
  • 05/2020 → 09/2020
    Unemployed
    Kensington, MD
  • 08/2019 → 01/2020
    Delshooka Inc
    Elon, NC
  • 06/2019 → 08/2019
    Alliance Partners
    Chevy Chase, MD
  • 06/2018 → 08/2018
    Red Peg Marketing
    Alexandria, VA
  • 06/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

1)So Bam Fun,Teaching/ instructing MahJong,New York,United States,teaching Mahjong- Start date12/1/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-01
  • S66 Uniform Combined State Law Examination
    2021-07-01

View on SEC IAPD

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