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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-09-11 |
| DE | RA | APPROVED | 2024-08-19 |
| MD | RA | APPROVED | 2023-10-26 |
| NY | RA | APPROVED | 2023-06-02 |
Branch Locations
1285 Avenue Of The Americas 15 Thru 18Th Floors, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2020 | 06/2023 |
| Elon University | Elon | NC | 08/2016 | 05/2020 |
| Executive Housing Consultants | Bethesda | MD | 01/2012 | 06/2018 |
| Unemployed | Kensington | MD | 05/2020 | 09/2020 |
| Delshooka Inc | Elon | NC | 08/2019 | 01/2020 |
| Alliance Partners | Chevy Chase | MD | 06/2019 | 08/2019 |
| Red Peg Marketing | Alexandria | VA | 06/2018 | 08/2018 |
| Ubs Financial Services Inc | New York | NY | 06/2023 | Present |
1)So Bam Fun,Teaching/ instructing MahJong,New York,United States,teaching Mahjong- Start date12/1/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-01 |
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